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Sponsor Spotlight - Broadridge Financial Solutions




Help fulfill your fiduciary obligations with flexibility and efficiency

Broadridge Financial Solutions, Inc. is the leading provider of shareowner communications services worldwide. Broadridge processes over 95% of all street shareowner communications in North America and is the leading third party provider of global proxy processing solutions.

Partnership overview

With the Broadridge partnership, Advent users benefit from integration to Broadridge’s internet-based ProxyEdge® solution. ProxyEdge is the industry's most widely used electronic voting tool and is utilized by over 6,000 institutions worldwide. ProxyEdge provides electronic ballot delivery, online proxy voting, integration of vote research and recommendations, and SEC compliant reporting and record keeping. Users can automatically reconcile share positions between ProxyEdge and Advent to identify missing ballots, missing proxy material and ballot level share discrepancies.

Fully integrated vote research and recommendations
• The only proxy voting solution in the market that allows client to choose their research partner
• Choose from 14 different vote recommendation providers with multiple policies including Taft Hartley, SRI/ESG, and Public Pension

Global Securities Class Action Services

Ensure your clients’ satisfaction by properly filing and recovering funds on all claims for which they are entitled to
Broadridge will research, calculate and match global securities class actions cases to your trade data and has the flexibility to file on all accounts or a subset of your account base. As the leading provider of shareowner communication services worldwide, Broadridge has interfaces in place to receive trade data from a variety of industry sources. Broadridge will handle all correspondence with the claims administrator, file all necessary documentation, verify each recovery amount received from the administrator and distribute the payments as instructed by you.


The complete solution to comply with SEC disclosure regulations for investment companies and investment advisors
Broadridge’s ProxyDisclosure® solution allows easy and accurate execution of all necessary tasks to ensure compliance when disclosing proxy voting history in accordance with SEC regulations. ProxyDisclosure can help the user report on vote history on the fund or account level, on all votes, whether it was voted in paper, electronically or through a third party.

Proxy Policies & Insights

A data-driven, custom standing vote instructions tool based on your proxy policies

Broadridge also offers a web-based governance, reporting and analytical tool that simplifies the voting research process with a user-friendly and robust dashboard. Proxy Policies & Insights is a data-driven recommendation solution, which pulls from regulatory documents to create voting rules for your firm based on your policy while allowing you to access industry trends, issuer peer group reporting and institutional vote results for further analytics.

Revenue and Expense Management Solution

Drive visibility and profitability through automated revenue and expense management
Revport is a browser-based, enterprise-ready solution set that connects with your record keepers, custodial accounts, and general ledgers systems. Revport allows firms to focus on improving business processes – introducing automation to drive ROI through increased accuracy, control and shortened billing cycles.

Investment Accounting System

A complete operational service offering for asset managers, advisors, pension funds and other buy-side organizations
QED provides technology based managed services, investment accounting solutions, and data management to institutional investors and asset managers. Broadridge’s platform, proven processes and professional team integrate seamlessly with our client’s existing infrastructure, helping to streamline the investment lifecycle, reduce risk, contain costs and improve client service.

For more information, please contact: Ryan Mulligan 212-918-6965 or Visit our website at

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